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We look at the latest big stories in fintech.
Regulator proposes a prohibition on some event contracts, citing public interest considerations in preventing their listing and clearing.
The new rule will require investment advisers to implement procedures to verify the identity of customers and maintain records supporting verification.
Market Watch 79 includes specific examples of failures and the results of a review of automated surveillance model testing.
Re-proposed rule wants to make such payments more sensitive to risk.
Our pick of the week’s crypto stories.
The changes to Part 23 include the fine-tuning and harmonization of various rules including the tangible net worth approach and financial reporting requirements.
We look at the latest big stories in fintech.