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SIFMA conference highlights efficient, dynamic US equity markets
Rapid structural change is, however, leading to some industry challenges, which are accentuated by changes in investors’ needs
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SIFMA C&L 2025: Panel discusses cyber risks and regulatory trends
Cyber threats are on the rise, but the SEC has signaled that it will backtrack on enforcing cybersecurity disclosures.
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FCA concerned about conflicts of interest at firms managing private assets
Dear CEO letter to asset managers also highlights market integrity and consumer outcomes as key supervisory priorities.
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Facing up to the challenge as the age of DORA dawns
The absence of a transitional period presents a challenge for firms and third parties.
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NIS2 is here: What you need to know about Europe’s new cybersecurity regime
Data center providers and customers must take a proactive approach when navigating NIS2, as fines for non-compliance will be substantial.
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UK regulators address critical third party operational resilience in financial sector
The FCA, PRA and BoE set out final requirements and expectations in order to manage potential systemic risk posed by tech firms.
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Why we need a modern approach to geopolitical risk in the financial sector
A more proactive approach to resilience building in a new geopolitical risk paradigm for banks and capital markets is needed.
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Opinion: What can we learn from the CrowdStrike outage?
Businesses exposed to technology and concentration risk tied to large vendors and ubiquitous systems is a sign of the times, says Alex Viall.