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Latest News
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S-Bank Plc to pay over €7m for omissions in operational risk management
Some of S-Bank’s customers experienced financial losses after criminals exploited the malfunction.
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Panel discussion: Regulatory change management in 2025
Experts discussed innovation and strategic priorities and how firms could deal with the challenges of RCM in a rapidly changing environment.
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PRA consults on managing climate-related risks
The PRA provides further clarity around what it expects firms to do when managing the effects of climate change risk.
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SEC’s first AI roundtable event targets both innovation and risk
Experts from financial services firms, academic institutions and regulatory agencies discussed developments in AI, and potential benefits and risks.
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FCA concerned about conflicts of interest at firms managing private assets
Dear CEO letter to asset managers also highlights market integrity and consumer outcomes as key supervisory priorities.
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EBA narrows existing ICT guidelines
DORA ICT risk management requirements apply to financial entities in their place.
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India’s online brokers brace for profits hit after regulatory clampdown
Intervention to calm frenzied derivatives trading has brought down volumes by 70%.
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USAA dinged for failing to fix AML, IT, third-party oversight shortcomings
According to the OCC, this order includes parts of prior orders issued in 2019 and 2022 with which USAA was not yet in compliance.