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CFTC says commodity pool operator mischaracterized risk-management practices
Alleged false or misleading statements were made when describing risk management practices to commodity pool participants and prospects.
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OPINION: US bank supervisors downplay reputational risk – but it won’t go away
Maybe reputation has loomed too large in risk assessment but, says Julie DiMauro, it would be unwise to disregard it entirely.
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S-Bank Plc to pay over €7m for omissions in operational risk management
Some of S-Bank’s customers experienced financial losses after criminals exploited the malfunction.
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Panel discussion: Regulatory change management in 2025
Experts discussed innovation and strategic priorities and how firms could deal with the challenges of RCM in a rapidly changing environment.
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PRA consults on managing climate-related risks
The PRA provides further clarity around what it expects firms to do when managing the effects of climate change risk.
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SEC’s first AI roundtable event targets both innovation and risk
Experts from financial services firms, academic institutions and regulatory agencies discussed developments in AI, and potential benefits and risks.
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FCA concerned about conflicts of interest at firms managing private assets
Dear CEO letter to asset managers also highlights market integrity and consumer outcomes as key supervisory priorities.
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EBA narrows existing ICT guidelines
DORA ICT risk management requirements apply to financial entities in their place.