"The Cash Flow King" was ordered to pay disgorgement of $2,967,535 and prejudgment interest thereon of $340,396 to the SEC, which was deemed satisfied by the restitution ordered in the DOJ's parallel criminal case.
SA 1933 Rule 5
Disciplinary decisions issued January 1 – 10, 2025.
The SEC stated that Tai Mo Shan boosted stablecoin UST's price, creating the false impression of algorithmic stability.
One of the most significant aspects of the Ripple v. SEC ruling is the clarification on the status of digital assets says Harley Thomas.
Disciplinary decisions issued August 10 – 16, 2024.
He is accused of misleading investors and regulators by claiming his crypto-cum-social media platform was decentralized.
An in-depth look at the much-anticipated ruling in the SEC v Coinbase case.
Disciplinary decisions issued February 10 – 16, 2024.