SA 1933 Rule 92 – Global Relay Intelligence & Practice

SA 1933 Rule 92

SEC

SEC moves against conflicts of interest in securitization transactions

November 29, 2023

Regulator adopts new rule to address conflicts of interest in the asset-backed securities market.

Julie DiMauro4 min read
SEC

SEC floats new rule to prevent conflict of interest in ASB trading

January 26, 2023

A rule amendment aimed at preventing the sale of asset-back securities (ASB) that are tainted by conflicts of interest has been proposed by the SEC.

Martin Cloake<1 min read