Three years after Barclays admitted to selling $17.7 billion in unregistered securities, the SEC has approved a long-awaited plan to return funds to harmed investors.
SEC panel emphasized need for greater transparency in arbitration clauses and stricter oversight of misleading non-GAAP disclosures.
There have been growing calls from the UK’s financial services sector for cuts to audit regulation.
Unanimous decision by US Supreme Court in favor of former UBS bond strategist Trevor Murray adds clarity to what whistleblowers with retaliation claims need to prove.
Federal agencies file amicus briefs in support of former UBS whistleblower to Supreme Court.
At the heart of the matter is the burden of proof in allegations of retaliatory conduct by employers including the key question of retaliatory intent.
Leadership and culture are in the news, and getting both right is more important than ever.
