SEA 1934 Rule 15d-1 – Global Relay Intelligence & Practice

SEA 1934 Rule 15d-1

Enforcement

Final judgments secured in microcap manipulation case

June 4, 2025

The SEC finalized judgments against two individuals in a $27M microcap fraud case involving hidden control and undisclosed stock promotion.

Vlada Gurvich2 min read
Enforcement

SEC charges auditor BF Borgers with ‘massive fraud’

May 8, 2024

BF Borgers and owner Benjamin Borgers charged by the SEC in case affecting more than 1,500 SEC filings.

Julie DiMauro3 min read