SEC Form 10-Q
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SEC says ADM executive engineered accounting to preserve a growth story
The SEC emphasized ADM’s cooperation in resolving the matter.
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Hotel asset manager settles with SEC over cyber breach misreporting
The charges reflect the SEC’s sustained focus on accurate cybersecurity statements.
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SEC dings Becton Dickinson $175m for misrepresenting product risks
The company failed to properly inform investors about regulatory challenges it was experiencing with the FDA.
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Elanco fined $15m for Reg S-K misrepresentations
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
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SEC charges four companies for underreporting Sunburst data breach damage
The four settlements come nearly one year after the SEC sued SolarWinds for misleading investors about its cybersecurity controls.
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SEC charges Ideanomics and three executives with accounting and disclosure fraud
The SEC settled fraud charges against Ideanomics, its CEO and two former executives for misleading financial reporting and disclosures.
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US-listed Chinese companies hit audit trouble, plus Robinhood investigated
PCAOB flags major deficiencies, Robinhood discloses investigation for ‘off-channel comms’.
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SEC’s Share Repurchase Modernization Rule – the why, what, who, when and how
We explain the new rule and why it hasn’t met with universal approval.