In remarks looking toward her upcoming departure from the SEC, Commissioner Peirce spoke of why US capital markets inspire people globally to raise money and invest in the US.
SEC Reg S-K
The SEC chair outlined corporate disclosure reforms he has asked SEC staff to explore, such as on executive comp and executive personal security.
Could Texas’s recently enacted law SB 29 shape the contours of corporate law?
Chair Atkins announces that filer disclosure requirements outside financial statements should be changed to create a clearer separation between material and immaterial information.
SEC panel emphasized need for greater transparency in arbitration clauses and stricter oversight of misleading non-GAAP disclosures.
The newly sworn-in SEC chair calls for a roundtable to explore executive comp disclosure rules and speaks about rulemaking informed by economic analysis.
With SolarWinds as a backdrop, the authors look at negligence in cybersecurity in terms of personal accountability and a firm's integrity.
Enforcement
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SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.