SEC Reg S-K
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Shorter corporate disclosure through rule changes is aim of SEC’s Atkins
The SEC chair outlined corporate disclosure reforms he has asked SEC staff to explore, such as on executive comp and executive personal security.
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SEC’s Atkins praises Texas corporate law, promises to scale back disclosure rules
Could Texas’s recently enacted law SB 29 shape the contours of corporate law?
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SEC puts regulation S-K under comprehensive review
Chair Atkins announces that filer disclosure requirements outside financial statements should be changed to create a clearer separation between material and immaterial information.
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SEC confronts non-GAAP disclosures and votes on mandatory arbitration
SEC panel emphasized need for greater transparency in arbitration clauses and stricter oversight of misleading non-GAAP disclosures.
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SEC to examine executive comp disclosure rules
The newly sworn-in SEC chair calls for a roundtable to explore executive comp disclosure rules and speaks about rulemaking informed by economic analysis.
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Cyber risk to the C-Suite: Navigating personal liability and regulatory compliance
With SolarWinds as a backdrop, the authors look at negligence in cybersecurity in terms of personal accountability and a firm’s integrity.
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SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.
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SEC charges Skechers for undisclosed payments to executives’ family members
Footwear maker agrees to pay $1.25m penalty to settle charges.