-
FINRA penalizes broker-dealer firm for social media, finfluencer missteps
FINRA alleged that influencers’ communications were not fair and balanced and included misleading or unwarranted statements.
-
Imitative trading strategies exacerbating potential investor risk
IOSCO report also delves into the advantages of strategies like copy trading, mirror trading and social trading being adopted by investors.
-
Finfluencers pose a challenge for regulatory oversight
IOSCO points to their growing reach, which in turn is leading to concerns about conflicts of interest, fraud and unsuitable recommendations.
-
ESMA wants EU regulators to tackle market abuse in crypto assets
Newly released guidelines on supervision argue for risk-based approach, but one where issues are addressed by regulators.
-
TikTok fined $600m by Irish regulator for sending EU user data to China
Fine ruling comes after inquiry looking into the lawfulness of TikTok’s actions.
-
Market Abuse Summit 2025: Insider dealing in a volatile market
The panel highlighted the persistent need for enhanced detection and prosecution of insider trading.
-
Swedish FSA lists four areas of consumer protection priorities for 2025
Finansinspektionen has announced it will investigate unsuitable savings, such as crypto and advice from finfluencers.
-
Experts discuss collaboration on AI regulation and the value of data
The last of our reports from this year’s Data Insights x Shoosmiths conference.