Janaya Moscony | SEC32 min read
Eversheds Sutherland2 min read
Alexander Barzacanos1 min read
Julie DiMauro14 min listen
Vlada Gurvich4 min read
Vlada Gurvich4 min read
FINRA alleged that influencers’ communications were not fair and balanced and included misleading or unwarranted statements.
Julie DiMauro3 min read
IOSCO report also delves into the advantages of strategies like copy trading, mirror trading and social trading being adopted by investors.
Thomas Hyrkiel4 min read
IOSCO points to their growing reach, which in turn is leading to concerns about conflicts of interest, fraud and unsuitable recommendations.
Thomas Hyrkiel2 min read
Newly released guidelines on supervision argue for risk-based approach, but one where issues are addressed by regulators.
Thomas Hyrkiel2 min read
Fine ruling comes after inquiry looking into the lawfulness of TikTok’s actions.
Hameed Shuja2 min read
The panel highlighted the persistent need for enhanced detection and prosecution of insider trading.
Jean Hurley9 min read
Finansinspektionen has announced it will investigate unsuitable savings, such as crypto and advice from finfluencers.
Martina Lindberg2 min read
The last of our reports from this year’s Data Insights x Shoosmiths conference.
Jean Hurley, Martina Lindberg4 min read