Wash trading
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ASIC roundup: Diversa sued, A$2.2m in infringement notices issued
The Australian Securities and Investments Commission’s latest actions and news, December 8 – 12, 2025.
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GRIP Extra: SEC launches AI taskforce, Google confirms Salesforce breach
Our in-brief roundup of notable stories from the last week.
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Increase in suspected insider trading, and more inspection revealed in Danish FSA report
The Financial Supervisory Authority in Denmark undertook more inspections and reduced investigation times.
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ASIC roundup: Death benefit claims failures, market manipulation, and wash trading
The Australian Securities & Investments Commission’s latest actions and news, March 10 – 14, 2025.
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Cumberland sued by SEC for offering “crypto securities” as unregistered dealer
This marks the first time the SEC has gone after a large OTC crypto market maker for failing to register as a broker-dealer.
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SEC and DOJ charge crypto financial services firms and developers for wash trading
Billing themselves as market makers, the alleged fraudsters were in the business of illicit wash trading and promotion.
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Danish Financial Supervisory Authority reports increased insider trading
Finanstilsynet in Denmark made 18 police reports for market abuse during 2023.
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Openmarkets pays record A$4.5m penalty over poor surveillance
‘Serious and reckless’ compliance failures also see former Head of Trading banned.