The Australian Securities and Investments Commission’s latest actions and news, December 8 – 12, 2025.
Wash trading
Our in-brief roundup of notable stories from the last week.
The Financial Supervisory Authority in Denmark undertook more inspections and reduced investigation times.
Enforcement
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ASIC roundup: Death benefit claims failures, market manipulation, and wash trading
The Australian Securities & Investments Commission’s latest actions and news, March 10 – 14, 2025.
This marks the first time the SEC has gone after a large OTC crypto market maker for failing to register as a broker-dealer.
Enforcement
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SEC and DOJ charge crypto financial services firms and developers for wash trading
Billing themselves as market makers, the alleged fraudsters were in the business of illicit wash trading and promotion.
Finanstilsynet in Denmark made 18 police reports for market abuse during 2023.
'Serious and reckless' compliance failures also see former Head of Trading banned.