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Responding effectively to your CASS audit

Pushing forward with remediation should now be a priority for CASS personnel.

Chloe Arnold-Martin, Ocorian

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The CASS audit busy season has ended for many firms with December 31 year ends. For CASS personnel, pushing forward with remediation should now be a priority, particularly where a qualified or adverse opinion has landed.

Not only does the FCA expect prompt action but moving quickly after the opinion

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