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DFSA announces proposed changes to client asset regime
Firms have just nine months to prepare for the new rules ahead of January 2026.
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What firms can do to prepare for CASS 15
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.
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CASS: New considerations on prudent segregation
Using prudent segregation, and what industry challenges lie ahead.
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Getting the best out of your CASS audit
With the CASS audit season being just around the corner for many investment firms, it’s worth exploring what you can do before and during your audit to ensure you get the right result delivered efficiently.
