Firms have just nine months to prepare for the new rules ahead of January 2026.
Firms have just nine months to prepare for the new rules ahead of January 2026.
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.
Using prudent segregation, and what industry challenges lie ahead.
With the CASS audit season being just around the corner for many investment firms, it’s worth exploring what you can do before and during your audit to ensure you get the right result delivered efficiently.