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What firms can do to prepare for CASS 15

Greeting visitors to Ernst & Young's Norman Foster-designed 385,000 square foot European headquarters is a lady employee, one of a small team of 4 receptionists seated in front of a shining art work sculpture by MCM Architecture Limited.
Photo: In Pictures Ltd./Corbis via Getty Images

The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.

Everyone is waiting with bated breath for chapter 15 of the FCA’s safeguarding rules, due to be published in the first half of 2025. With firms being given a short timeframe to embed the requirements, it’s important to begin planning out how to practically approach the upcoming changes.

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