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CFTC proposes registration relief for SEC-regulated commodity advisers

Records next to old computer
Photo: Owen Franken/Getty Images

The proposal would restore certain CPO and CTA exemptions that were in place until 2012.

The CFTC is seeking comments on a rule proposal that would restore an exemption from commodity pool operator (CPO) registration for certain SEC-registered investment advisers serving sophisticated investors through funds that trade futures, swaps, or other commodity interests.

That would largely restore an arrangement that existed from 2003 until 2012, when the

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