Funds
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SEC enforcement highlights valuation risks in affiliated loan transactions
After reviewing a recent case, Janaya Moscony offers lessons learned and explains why this matters for advisers.
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OPINION: The Saba affair exposes a dangerous blind spot in UK market regulation
Is the UK’s framework for shareholder democracy fit for purpose in an era of sophisticated activism operating against a largely disengaged retail base?
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Preparing for changes to the registered fund marketplace
The SEC approved Dimensional Fund Advisors to offer dual-class funds, allowing open-end funds to have both ETF and mutual fund share classes.
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FCA reveals fund tokenization plans to modernize UK asset management
The regulator is seeking industry feedback on proposals to allow the tokenization of assets held in funds.
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ESMA liquidity management tools standards and guidelines for UCITS and AIFs
Non-EU firms may be indirectly affected by the RTS and guidelines if they have subsidiaries or branches in the EU.
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FCA v Woodford: A £46m fine and a war of words over fund collapse
The FCA’s decision has been rebutted by WIM, which intends to challenge the findings in the Upper Tribunal.
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10 key considerations for fund managers in the UAE: DIFC vs ADGM
The best choice between DIFC and ADGM depends on the fund’s specific needs and strategic priorities.
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Crypto wrap: Tokenized funds, Pakistan’s crypto ambitions, plus more
Our weekly review of the latest news and developments in the world of crypto.