Funds
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FCA takes action against former fund manager for unauthorized activity
The announcement is the latest twist in a high-profile legal battle between the regulator and the fund manager, which started with the collapse of his previous company back in 2019.
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Swedish EQT set to lead EU’s Scaleup Europe Fund
The EU has tasked EQT to head the new €5 billion ($5.8 billion) fund aimed at keeping Europe’s most promising tech companies from scaling abroad.
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OPINION: Closing the friction gap – the new rules of fund administration in the retail era
Andrew Dipkin argues the “retailization” of private markets is transforming fund administration from a back-office function into critical infrastructure.
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AIFMD II: Practical impact for credit funds
This insight sets out an overview of the key rules and some of the practical issues EU managers need to navigate.
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OPINION: Sustainability’s million-dollar problem
In order for companies to stay competitive and drive better sustainable outcomes, they need to align ISO standards with their ESG reporting.
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SEC Staff publishes additional Names Rule FAQs
This article provides a brief historical background of the Names Rule and a summary of the current obligations of registered funds.
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SEC Staff proposes N-PORT amendments and extends compliance dates
If adopted, the amendments in the Proposal would remove Names Rule-related reporting requirements previously adopted in 2023.
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SEC enforcement highlights valuation risks in affiliated loan transactions
After reviewing a recent case, Janaya Moscony offers lessons learned and explains why this matters for advisers.