Kayte Toczylowski, VP of Member Relations and Education, put the questions that she is hearing most frequently from members to Robert Cook, President and CEO, FINRA, at the regulator’s annual conference in Washington DC.
KT: Right now, it is all things remote inspection, branch office definition and remote work – where is the refiling on this rule?
RC: We have been looking at the rules and wanting to update them to account for the new workplace post pandemic. This would cover: residential supervisory capability and
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