The proposed rules would only apply to MIFIDPRU investment firms, with announcements due for market making/principal trading firms.
Tom Callaby | CMS, Ben Maconick | CMS, Ash Saluja | CMS8 min read
The broad scope of the ESGRR is a key compliance issue which affects firms who are not ESG ratings providers (both EU and non-EU).
Ben Maconick | CMS, Laura Houët | CMS5 min read
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
Ben Maconick | CMS, Ash Saluja | CMS, Pippa Tasker | CMS4 min read
Reforms address the overall regulatory framework for AIFMs and how rules will be made more proportional for different types of firms.
Pippa Tasker | CMS, Ben Maconick | CMS7 min read