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Simon Morris | CMS
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What you need to know about the FCA’s new Enforcement Guide
The ENFG is a more concise, user-friendly guide that focuses on how the FCA investigates and takes enforcement action.
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FCA v BlueCrest Capital Management: Implications for regulated firms
Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.