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Enforcement

FINRA fines CIBC $425,000 for reporting, supervisory failures in options market

Julie DiMauro3 min read

ESG

Legislation finalized as UK moves to regulate ESG ratings

Laura Houët | CMS, Ben Maconick | CMS5 min read

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Compliance failures and complexity hampering UK international hiring efforts

Carmen Cracknell2 min read
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The longest pause – how the SEC shutdown is testing compliance resilience

Vlada Gurvich5 min read

Regulation

FINTRAC ramps up: insights from the 2024-5 annual report

Alexander Barzacanos2 min read

Regulation

Algorithmic pricing is enforcement priority for EU and UK antitrust regulators

Dr. Michael Masling | Morgan Lewis, Minna Lo Naranjo | Morgan Lewis, Joshua M. Goodman | Morgan Lewis, Leonidas Theodosiou | Morgan Lewis2 min read
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Crypto firms and bank trade groups submit comments on digital assets and surveillance

Julie DiMauro4 min read

Fintech

UK chancellor mulls changes to ISA regime to boost investment

Carmen Cracknell1 min read

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Crypto wrap: Revolut MiCA licence, Trump pardons Zhao, France Reserve Bill

Carmen Cracknell2 min read
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Podcast: Laurent Louvrier on using AI to drive operational efficiency

Julie DiMauro43 min listen

GRIP Extra

GRIP Extra: HSBC to book $1.1B provision after losing Madoff appeal, EU coordinates enforcement on GDPR transparency

GRIP2 min read

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Highlights from the All In AI Conference in Montreal

Julie DiMauro, Vlada Gurvich<1 min read
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Podcast: Laurent Louvrier on using AI to drive operational efficiency

Julie DiMauro43 min listen

Conferences and events

NSCP Annual: SEC sets out its next act

Vlada Gurvich6 min read

Enforcement

FINRA fines CIBC $425,000 for reporting, supervisory failures in options market

Julie DiMauro3 min read
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