Don’t see compliance as a roadblock, help to build a culture of compliance throughout your organization.
Guidance on where to focus when preparing for the 2024 SEC exams.
Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.
The SEC has made amendments to Form PF which will significantly affect reporting requirements for hedge fund and private equity fund advisers and include new event-triggered reporting and additions to annual filings.
Who regulates crypto in the US? The industry should be prepared for more rules and more enforcement actions.