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Ryan Stibich | Bovill Newgate

Ryan is a consultant in the US team. He supports investment advisers and broker-dealers on daily operations matters in order to comply with US regulatory requirements. Before joining Bovill, Ryan served as a CCO for a small RIA. In this role, he was responsible for making sure the firm met all its compliance obligations, including Code of Ethics monitoring, developing / monitoring firm policies and procedures, 206(4)-7 annual review, marketing reviews, and many more. Most recently, Ryan was part of the compliance team of a large RIA where he focused on trade errors, organizational risk management, and deep dives into specific areas of regulatory concern. Ryan graduated from Rider University with a major in Finance. He has earned his Series 65 as well as his Certificate in Investment Performance Measurement (CIPM) offered by the CFA Institute.

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