Julie DiMauro2 min read
Neil Robson | Katten, Sara Portillo | Katten2 min read
Alexander Barzacanos1 min read
BarkerGilmore has outlined seven decisive qualities for Generel Counsels, and published its latest compensation report.
Vlada Gurvich3 min read
After guiding the compliance community through significant regulatory change, Lisa Crossley passes the baton to a well-known NSCP advocate.
Julie DiMauro2 min read
Chief compliance officer pay rises only 2.7%, new report finds.
Vlada Gurvich5 min read
Valerie talks about her experience in securities enforcement matters, SEC’s ‘back to basics’ approach, her work in-house and what she learned working at NASAA.
Jean Hurley4 min read
Junaid talks about his work, appearing as an attorney before the SEC and other agencies and his experience in the SEC’s Division of Enforcement.
Jean Hurley2 min read
Practical tips to help you stay steady in the storm.
Janaya Moscony | SEC34 min read
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.
Jean Hurley2 min read
Our conversation took in good training programs, the OIG’s compliance guidelines, the importance of communication, and more.
Alexander Barzacanos6 min read