The North American Securities Administrators Association (NASAA) has requested public comment on proposed amendments that would update the 1956 and 2002 Uniform Securities Acts to align state investment adviser advertising laws with the federal SEC Marketing Rule, with an option to incorporate the SEC rule by reference.
The amendments would allow certain
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day