Julie DiMauro31 min listen
GRIP3 min read
Vlada Gurvich50 min listen
Discovery notice on a party to a proceeding
Any party to a proceeding may serve on any other party a notice to produce documents.
A copy of this notice must be served on all other parties to the proceeding.
All documents requested must be provided within twenty (20) days after the notice having been served.
Discovery notice on a non-party
In order to serve a notice for the production of documents on a non-party to a proceeding any party must file an appropriate motion showing the need for the materials and an file an application for a subpoena.
A notice can only be served on a non-party after an appropriate order and subpoena has been issued.
The documents, or a detailed explanation why they cannot be produced, must be provided within the time frame specified by the subpeona (not exceeding thirty (30) days.
The long-awaited draft bill hands the CFTC the biggest role in overseeing digital assets, marking a major step in clarifying who polices crypto and how.
Julie DiMauro4 min read
The significance of US legislation and the risk-management imperative.
Julie DiMauro3 min read
Our in-brief roundup of notable stories from the last week.
GRIP2 min read
Key challenges to ensuring the credibility of carbon credits and steps the government can take to promote market integrity and transparency.
The SEC and CFTC recently convened a joint roundtable in Washington, D.C. to address how to modernize oversight between America’s financial markets regulators.
Alexander Barzacanos3 min read
Discussion highlights include execution gaps, shifting compliance roles, and emerging global risks.
Alexander Barzacanos3 min read
Acting Chair Caroline Pham invited public input on allowing tokenized assets to serve as collateral in regulated derivatives markets.
Alexander Barzacanos1 min read
In three days the CFTC withdrew three rules, citing duplication and confusion while leaving core obligations intact.
Vlada Gurvich4 min read