CFTC Rule 23.201

Atkins called for non-duplicative SEC-CFTC oversight and more straightforward approval of new products.

The derivative contracts, which trade widely offshore, will likely soon come to US markets with faster listings via self-certification.

The CFTC asserts itself in previously murky regulatory waters.

As Valentine’s Day approaches, several US regulators are confronting a costly form of fraud.

The SEC chief touched on his plans to “Make IPOs great again,” review the costs of the Consolidated Audit Trail and PCAOB, and support crypto clarity.

Recent lawsuits and regulatory announcements come as prediction markets have exploded into a multi-billion-dollar industry, with users betting on how much snow will fall.

The Chairmen of the SEC and CFTC discussed how they could best coordinate regulation of digital assets as Congress scrambles to finalize legislation.

A Florida man and his firm were fined and received trading bans arising from a fictitious natural gas block-trade scheme.