Our in-brief roundup of notable stories from the last week.
CFTC Rule 23.201
Requires swap dealers and major swap participants to keep full, complete and systematic records, with all pertinent data, of all it swaps activities, including transaction records, financial records, business records, marketing and sales materials, and others.
Rule Overview
Jurisdiction: United States
Regulator: CFTC
Topic: Recordkeeping
ECFR Title 17 Part 23Overview
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CFTC found trader also made false or misleading statements about removing texts and messages relevant and material to the regulator's investigation.
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The commission granted ElectronX's request to continue applying the reporting regime for self-cleared contracts to its direct participants.
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CFTC found material, nonpublic information was used in breach of duty of trust and confidence to trade event contracts on the prediction platform.
Our in-brief roundup of notable stories from the last week.
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Our pick of the latest crypto stories.
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Autonomous AI-based trading strategies could complicate questions of firms’ responsibility for model behavior.
Our in-brief roundup of notable stories from the last week.
