GRIP1 min read
Jean Hurley34 min listen
GRIP1 min read
CFTC Rule 23.201
Business records covered by this rule include governance, financial records and complaints.
Governance records to be retained include:
The agency’s annual report highlights record-breaking penalties driven by actions against Binance and FTX.
Alexander Barzacanos2 min read
Move aims to provide framework for how market participants can apply existing policies and procedures to use DLT for non-cash collateral in line with margin requirements.
Julie DiMauro3 min read
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
Alex Viall4 min read
House Financial Services Committee Chairman Patrick McHenry signals plans to alter oversight of prudential banking regulators.
Julie DiMauro7 min read
Other news includes obesity crisis in America, CFTC awards to whistleblowers, COP29 tensions and pension reforms in the UK.
GRIP1 min read
Mersinger's remarks revolved around CFTC enforcement and ideas for improvement, especially in the extension of cooperation credit.
Julie DiMauro3 min read
The US election campaign is, perhaps predictably, closing amid sound and fury. We step back to take a measured view of America's prospects.
Julie DiMauro13 min read
Other news includes another whopping fine against Teva pharmaceuticals, and Florida accidentally banning banks from business.
GRIP<1 min read
Further Reading