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CFTC’s Johnson speaks of AI tools enhancing compliance, surveillance

Montage with CFTC Commissioner Kristin N. Johnson with a London background
GRIP Montage: CFTC/Getty Images

Johnson said firms are leveraging AI to enhance their compliance and monitoring capabilities and meet regulatory mandates.

Financial regulation in the US significantly depends on a three-dimensional approach to regulatory compliance, CFTC Commissioner Kristin Johnson has said. She was speaking at the RegHub Summit in London, in a talk entitled “The Future of Finance: Enabling AI Tools to Enhance Compliance and Surveillance.”

Three dimensions of policing

First,