FCA SMCR
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Alternative Asset Management Roundtable: The compliance pain points
Insights from the recent hedge funds event at Global Relay’s London offices. We discuss the change, the pain, and offer up some advice.
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FCA work in review: April 22-30, 2026
Our regular roundup of the latest news and developments from the FCA.
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A comprehensive guide to the FCA’s new non-financial misconduct rules
The new guidance provides a formal regulatory definition, centering on bullying, harassment, and violence.
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FCA confirms changes to streamline senior manager accountability
Latest changes are the first phase of a multi-stage package of reform from the government and regulators.
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HM Treasury consults on wide-ranging reforms to Appointed Representatives Regime
Implications for principals and ARs.
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Podcast: Maria Symeon & John Higgins of Pathlight Associates on AI, psychological safety and groupthink
The most dangerous phrase in a boardroom isn’t "we’re losing money" – it’s "we all agree."
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Mills Review shows FCA positive but cautious about AI use in financial services
The review represents a shift from monitoring AI to assessing long-term impact on markets and consumers.
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Horizon scanning: UK regulatory topics to look out for in 2026
Regulatory topics that will have a significant impact on institutions operating in the UK financial services sector this year.
Further Reading
