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SEC proposes default e-delivery for investor disclosures

Delivering Mail By Hand
Photo: JillianCain/Getty Images

After decades of trying to make the shift, Regulation E-Delivery aims to end the opt-in requirement for receiving electronic investor information.

Electronic delivery of investor disclosures could become the default mode of communication for issuers, broker-dealers, investment advisers, funds, and other SEC-regulated entities, per a recent proposal by the agency.

Since the 1990s, recipients had to affirmatively opt in to receive electronic delivery of investor disclosures, with the SEC’s standard being

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