FRCP Rule 34
Unless otherwise stipulated or ordered by the court, these procedures apply to producing documents or electronically stored information:
US states have statutes that can be used to authorize the court to order parties in possession or control of documents to permit other parties to inspect and copy them before trial.
SEC's observations regarding disclosure practices following reviews of crypto asset ETP filings.
Julie DiMauro2 min read
"Exceptional circumstances" test remains with three specific situations identified on when a public announcement will be more likely.
Jean Hurley4 min read
The final part in this series of 3: Compliance as an ongoing commitment of documentation, consistency, and continuous improvement.
Janaya Moscony | SEC37 min read
Challenges arising from managing disclosure obligations under the Criminal Procedure and Investigations Act 1996.
Tony McClements | MKS Law3 min read
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
Ben Maconick | CMS, Ash Saluja | CMS, Pippa Tasker | CMS4 min read
Atkins is expected to move to a far more market-friendly regulatory environment.
Julie DiMauro3 min read
Cyber threats are on the rise, but the SEC has signaled that it will backtrack on enforcing cybersecurity disclosures.
Alexander Barzacanos2 min read
The regulator will proceed with muted transparency plans which received broader support. We look at what this means for the enforcement division.
Jean Hurley5 min read