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SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.
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DraftKings charged with selectively disclosing material info on social media
The firm fell foul of Regulation Fair Disclosure.
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FCA work in review September 17 – 23, 2024
Our at-a-glance guide to recent FCA activity.
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Changes to the post-trade risk reduction services and the DTO
The FCA is making changes to notification and disclosure requirements for OTC derivatives.
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Opinion: Will common sense prevail in the UK’s long overdue review of disclosure rules?
Tony McClements makes a case for fraud investigators at the coalface to be helped to get the job done.
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SEC’s Gerding spells out the state of disclosure
Erik Gerding mentioned areas of focus last year and this year, underscoring the importance of disclosures in AI and cybersecurity.
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Opinion: UK SFO under the new director
UK SFO director Nick Ephgrave is making all the right noises in his quest to repurpose the organization says Tony McClements.
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Temperature rises over FCA name-and-shame plans as Hunt intervenes
UK Chancellor calls for a rethink as regulator issues strong defence of its proposals.