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The CFTC, through its sole commissioner, said new amendments are needed “to increase the detail and specificity of the existing regulations in order to mitigate potential risks.”

Hackworth outlines some of the steps the SEC has taken to transform the SEC’s regulatory framework and lighten some compliance burdens for public companies.

After decades of trying to make the shift, Regulation E-Delivery aims to end the opt-in requirement for receiving electronic investor information.

Review of Streamlined Energy and Carbon Reporting means now is the time to assess data, governance, and duplication across reporting processes before the next round of reform.

Our regular roundup of the latest news and developments from the FCA.

An SEC action against RYVYL, Inc, underscores how overstated claims about blockchain capabilities, coupled with omitted risk disclosures, can translate into antifraud liability even when wrapped in the language of innovation.

Atkins touched on familiar themes, including sandboxes for tokenized security trading and a more streamlined IPO process.

House lawmakers are also moving to allow electronic investor disclosures and communications, but the SEC may act first.