NFA Rule 2-10

Key Requirements:

• Members must maintain books and records necessary to run their business and comply with applicable CFTC and NFA recordkeeping requirements.
• Certain firms must maintain a designated office responsible for preparing and maintaining required financial records and reports.
• Members subject to capital requirements must maintain financial records and prepare required financial reports in English, using US dollars and US accounting standards.
• Members must file required documents with regulators in English and maintain English-language versions of specified materials and procedures.
• Firms must provide translations and financial information in a usable format when requested by NFA.
• Members must ensure knowledgeable, English-speaking representatives are available to assist NFA during examinations and regulatory inquiries.