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Venue and data completeness in the spotlight at GR Bank and broker roundtable

View from the GR London office.
Photo: GRIP

Thomas Hyrkiel

3 min read
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Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.

The publication of the FCA’s Market Watch 79 has drawn the attention of compliance teams at affected firms to venue and data completeness, with firms engaging boundary testing, system calibration exercises and, where possible and dictated by risk exposure, even detailed code reviews.

Impetus to these efforts was added by

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