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SEC commissioners address registration exemptions

SEC Chair Gary Gensler, and Commissioners Hester Peirce and Mark Uyeda.
Montage: SEC

The remarks came as prefaces to the November meeting of the Small Business Capital Formation Advisory Committee.

SEC Chair Gary Gensler, and Commissioners Hester Peirce and Mark Uyeda each delivered statements addressed to the Small Business Capital Formation Advisory Committee, which provides the SEC recommendations on rules and regulations that relate to small businesses.

One focus of discussion was Section 3(c)(1) exemption under the ICA 1940, whichaccredited