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The Citi case highlighted compliance deficiencies compounded by human error. Here are some practical tips to avoid making the same mistakes.
Analysis of a speech by FPC’s Jonathan Hall on the impact of AI developments, such as trading agents, on financial stability.
Assessing amendments to the regulation on wholesale market integrity and transparency.
How UK financial regulators will supervise firms seeking to deploy AI.
High level summary of the FCA’s supervisory priorities vis-a-vis Principal Trading Firms – key takeaways and top tips.
The REMIT Proposal seeks to reform the REMIT framework, expand the role of ACER in its enforcement and better align with financial market legislation on market abuse.