The Australian Securities & Investments Commission’s latest actions and news, September 15 – 19, 2025.
ANZ
This is the biggest combined penalty on one entity issued by the ASIC, and reflects “the seriousness and number of breaches of law."
Enforcement
Premium
ASIC roundup: Accountant making false statements, and court dismisses ANZ's appeal
The Australian Securities & Investments Commission’s latest actions and news, September 30 – October 4, 2024.
ASIC reviewed four big banks all found systemically charging high fees to low-income customers.
Risk acceptance and supervisory visits also discussed at Global Relay’s quarterly roundtable in London.
The company failed to ensure that thousands of orders were not timely surveilled for spoofing.
The Australian Securities & Investments Commission’s latest actions and news, December – December 4 – 15, 2023.
The Australian Securities & Investments Commission’s latest actions and news, October 9 – 13, 2023.