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ASIC roundup: Accountant making false statements, and court dismisses ANZ’s appeal

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

The Australian Securities & Investments Commission’s latest actions and news, September 30 – October 4, 2024.

Cancelled AFS licence of Prospero Markets – October 2, 2024

The Australian financial services (AFS) licence has been cancelled for the over-the-counter derivatives issuer Prospero Markets Pty Ltd (in liquidation).

The license was suspended in December 2023 after the issuer failed to lodge its 2023 audited financial accounts. ASIC then appealed to thewind up

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