ASIC Act s12DA
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ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’
The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.
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ASIC roundup: Consumers misled, and changes to Executive Leadership team
The Australian Securities & Investments Commission’s latest actions and news, October 7 – 18, 2024.
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ASIC roundup: recordkeeping failures, and disqualified directors
The Australian Securities & Investments Commission’s latest actions and news, October 16 – 27, 2023.