ASIC Act s12DA – Global Relay Intelligence & Practice

ASIC Act s12DA

Enforcement

ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’

September 9, 2025

The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.

Martina Lindberg10 min read
Enforcement

ASIC roundup: Consumers misled, and changes to Executive Leadership team

October 22, 2024

The Australian Securities & Investments Commission’s latest actions and news, October 7 – 18, 2024.

Martina Lindberg4 min read
Enforcement

ASIC roundup: recordkeeping failures, and disqualified directors

October 30, 2023

The Australian Securities & Investments Commission’s latest actions and news, October 16 – 27, 2023.

Martina Lindberg5 min read