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KPMG fined £690,000 for breaching independent audit rules
UK accounting watchdog imposes penalty on Big Four firm over “basic and fundamental” breaches of audit rules.
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ASIC roundup: Choosi sued for misleading customers, action against RAMS for systemic misconduct
The Australian Securities & Investments Commission’s latest actions and news, June 2 – 6, 2025.
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ASIC roundup: Former director sentenced to prison, and Snaffle sued
The Australian Securities & Investments Commission’s latest actions and news, May 19 – 23, 2025.
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OPINION: The dangers of cutting audit regulation
There have been growing calls from the UK’s financial services sector for cuts to audit regulation.
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Responding effectively to your CASS audit
Pushing forward with remediation should now be a priority for CASS personnel.
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OCC settles with ex-Wells Fargo internal auditors for $150,000
The settlement is a fraction of the seven-figure penalties the OCC originally sought.
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EY fined and reprimanded for deficient Thomas Cook work
The travel group’s collapse in 2019 resulted in job losses, closure of stores and repatriation of 140,000 travellers.
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SEC accuses former CFO of round-trip cash transfer scheme
SEC alleges former CFO lied to auditors and falsified records to inflate Acreage’s year-end cash balance.