One of the largest fines of 2025 comes after building society declared itself to the FCA.
Barclays
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SEC approves $200m Barclays distribution plan years after shelf control collapse
Three years after Barclays admitted to selling $17.7 billion in unregistered securities, the SEC has approved a long-awaited plan to return funds to harmed investors.
Incidents related to WealthTek and to Stunt & Co lead to huge fine.
Mark Taylor of Ibex Compliance identifies the key learning points from the FCA’s action against Barclays Bank.
Significant cooperation and remediation resulted in a reduced civil fine for the firm.
UK competition watchdog warns banks their future conduct will be closely monitored.
State has banned UK-based Barclays bank from serving as an underwriter in Texas’ muni bond market, following failure to respond to questions on its ESG policies.
FCA review is latest problem for lender that has struggled with compliance missteps in recent years.