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OPINION: SEC3 year-end takeaways
Janaya Moscony, president of SEC3 and former SEC regulator, offers top tips and best practice learned in 2025 to navigate a frictionless 2026.
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SIFMA says more than 90 participants tested its disaster prep plans
The testing involved simulated trading, post-trade activity, and regulatory trade reporting.
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BaFin calls contingency planning and stress testing critical
The regulator’s supervisory statement seeks to clarify its expectations of brokers in connection with client securities trading during times of market turbulence.
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CISO Laurence Lafond discusses his top concerns for 2025
The Global Relay CISO muses on the current cybersecurity landscape, how he assesses its security posture, identifies key risks, and aligns security initiatives with overall business goals.
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‘Crisis era regulation has gone too far’: Rachel Reeves doubles down on regulatory reform
UK Chancellor Rachel Reeves called for regulators to focus on boosting growth in her debut Mansion House speech.
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FSB on FIRE, wants defences clarified
International body consults on common format for reporting operational incidents.
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DORA implementation guidance published by BaFin
Although non-mandatory and applicable to regulated entities in Germany the practical guidance offers helpful insight into key aspects of the new regime.
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Podcast: Deirdre Patten and Julie DiMauro on business continuity plans
BCPs can help your organization deal with difficult situations, ensuring it can continue to function with as little disruption as possible.