The agency’s less-prescriptive approach may give firms more uncertainty, Janaya Moscony of SEC³ Compliance tells us.
CCO
Chief compliance officer pay rises only 2.7%, new report finds.
Practical tips to help you stay steady in the storm.
US Content Manager Julie DiMauro spoke to Deborah Ben-Canaan of Major Lindsey Africa about trends in compensation, hiring, and changing demand for skills she has seen.
Julie DiMauro says the crypto sector offers real opportunity for ambitious and forward-thinking compliance professionals.
Enforcement
Premium
Assistant AG Kenneth Polite leaves legacy of CCO empowerment, self-reporting, data-driven investigations
Kenneth A Polite, Jr., head of the Justice Department’s Criminal Division, is leaving at the end of July, prompting assessments of his legacy.
We spoke to NSCP CEO Lisa Crossley and consultant Colleen Diles about why their comment letter to the SEC over Rule 206(4)-2 amendments.
BarkerGilmore releases annual Compliance Compensation Report, and our recruiter contacts provide a bit of added perspective.