Alleged false or misleading statements were made when describing risk management practices to commodity pool participants and prospects.
CEA 1936 Rule 4
Another TD (this time, Traders Domain FX Ltd.) gets put in crosshairs for allegedly lying to customers about what it was doing with their money.
The dissenters questioned whether the definition of “business records” has been stretched beyond usefulness.
Enforcement
Premium
Falcon Labs illegally provided US customers access to digital asset trading platforms
The company has paid over $1.7m to settle charges with the CFTC.
The changes are intended to give the regulator better insight into large positions and exposures in the futures and options markets.
CFTC moves against Binance while SEC issues Wells Notice on Coinbase.