O’Keeffe will join the Central Bank of Ireland on June 23.
Central Bank of Ireland
Enforcement
Premium
Cantor Fitzgerald Ireland Limited fined €453k for Market Abuse Regulation breaches
Cantor failed to report suspicious transactions and lacked effective governance arrangements for detecting and reporting them.
Recommendations include improvements in process consistency, governance, and fairness.
Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.
Enforcement
Premium
€1.2m fine from Central Bank of Ireland provides lessons on how not to run a surveillance framework
Irish stockbroking firm Goodbody fined for breaching MAR obligations.
Remarks by Gerry Cross of the Central Bank of Ireland also highlight challenges and provide useful details.