CFTC Regulation Part 38
-
CFTC sweeps the slate with three withdrawals in a week
In three days the CFTC withdrew three rules, citing duplication and confusion while leaving core obligations intact.
-
CFTC issues final guidance for listing voluntary carbon credit derivatives
It is hoped that this Final Guidance will encourage the trading of VCCs and VCC-linked derivatives which in turn will help offset carbon emissions.
-
Nasdaq settles with CFTC for failing to disclose details of trader perks
CFTC alleges company’s failure to disclose certain trader incentives to the CFTC, the public, and its own compliance staff, led to the violation.