COCON 4.1 – Global Relay Intelligence & Practice

COCON 4.1

FCA

Legal implications of the FCA’s new non-financial misconduct rule

August 14, 2025

New rule, COCON 1.1.7FR, expands the scope of COCON for non-banks in the context of NFM and comes into force on September 1, 2026.

David Berman | Covington, Emily Lemaire | Covington4 min read
FCA

FCA moves to tackle non-financial misconduct at firms

July 4, 2025

Under the new rules, serious bullying and harassment in all regulated firms will qualify as misconduct.

Hameed Shuja, Thomas Hyrkiel3 min read