Compliance as a Profession
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The GRIP Files: Alexander Cohen
Alex tells us about representing clients before the SEC, FINRA, and state securities regulators and shares his experiences dealing and working with senior regulatory figures.
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OPINION: When compliance becomes operationally impossible
A systems-level analysis of structural compliance failure and post-notice continuation.
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Faith and finance: How religious norms shape modern personal financial decision-making
A thorough understanding of this interaction is important for financial institutions, advisers, and regulators to establish inclusive and fair systems.
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The GRIP Files: Munib Ali, AlixPartners
Munib Ali discusses his career path including working as a FCA regulator, a consultant, and a chief compliance officer at a global FI.
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The GRIP Files: Jelena Savic-Brkic, the accidental CEO rebuilding risk with AI
Jelena Savic-Brkic discusses her career in tech and how it led to her founding an AI start-up.
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The GRIP Files: Alice Wallbank, Shoosmiths
Alice Wallbank, Shoosmiths dedicated privacy and data knowledge lawyer, discusses her career and the advice she would give to her younger self.
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The GRIP Files: Bridget Mafusire
Bridget Mafusire tells us about her career and her hopes for a more integrated compliance narrative for Africa where organizations embrace regulation.
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The GRIP Files: Martin Kenney, MKS Law
Martin Kenney tells us about his career and his involvement in establishing ICC FraudNet.