-
The GRIP Files: A Valerie Mirko, Armstrong Teasdale
Valerie talks about her experience in securities enforcement matters, SEC’s ‘back to basics’ approach, her work in-house and what she learned working at NASAA.
-
The GRIP Files: Junaid Zubairi of Vedder Price
Junaid talks about his work, appearing as an attorney before the SEC and other agencies and his experience in the SEC’s Division of Enforcement.
-
SEC Exams in 2025: A practical playbook for private fund advisers
SEC exams are likely to stay just as rigorous, if not become even more detail-oriented.
-
Seven hard truths every new Chief Compliance Officer must face
Practical tips to help you stay steady in the storm.
-
The GRIP Files: Joann Needleman of Clark Hill
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.
-
Kudman and Posner discuss best practices in healthcare compliance
Our conversation took in good training programs, the OIG’s compliance guidelines, the importance of communication, and more.
-
Rethinking decision-making: Rory Sutherland on AI, human behavior, and original thinking
Advertising legend Rory Sutherland, Vice Chairman Ogilvy Group enthralled the audience at the Data Insights x Shoosmiths conference.
-
Podcast: Deborah Ben-Canaan outlines hiring, comp trends for CCOs and GCs
US Content Manager Julie DiMauro spoke to Deborah Ben-Canaan of Major Lindsey Africa about trends in compensation, hiring, and changing demand for skills she has seen.