The US Department of the Treasury’s Office of Foreign Assets Control (OFAC) said in an enforcement release that TradeStation Securities, Inc has agreed to pay $1,110,661 to settle its case involving what OFAC said were potential violations of 481 OFAC sanctions programs arising from its brokerage and investment services to
TradeStation Securities to pay OFAC $1.1m for apparent sanctions breaches
3 min read
The settlement amount took into account the significant remedial measures TradeStation implemented after discovering the apparent violations, OFAC said.