Alexander Cohen is a partner in Armstrong Teasdale’s Securities Regulation and Litigation practice, where he represents corporate and individual clients facing government and internal investigations as well as advising on compliance matters related to federal securities laws and SRO rules. He regularly represents clients before the SEC, FINRA, and state
The GRIP Files: Alexander Cohen
Alex tells us about representing clients before the SEC, FINRA, and state securities regulators and shares his experiences dealing and working with senior regulatory figures.